# data[].attributes.body
MEMBERS :

1. INTAN ROSWANI BINTI IRWAN (2025111113)

2. FARISHA IRDINA BINTI ROSLI (2025139369)

3. NEILY EIZZA ARISSA BINTI FIRDAUS EFFENDY (2025132935)

4. NUR AFIQAH INSYIRAH BINTI ZULKIFLI ( 2025178895)

5. NUR MYRA MELISSA BINTI MAT SALAHUDIN ( 2025180637)

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1.NUR FATNIN FARIHAH BINTI ISMAIL (2025302719)

2.NOR AMIRA NAJWA BINTI MOHAMAD SARONI (2024223468)

3.NUR ASYMIZATULIZLEN BINTI RUSLAN (2024284076)

4.NUR SAFIYYA QAIRINA BINTI MOHD ZAMANI (2025115943)

5.AZWANITA BINTI AZMAN (2025167109)

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JBA2513C - SCENARIO 3 (IMPROPER USE OF COMPANY FUNDS (CORPORATE MISCONDUCT)

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JBA2513C - SCENARIO 3 (IMPROPER USE OF COMPANY FUNDS (CORPORATE MISCONDUCT)

# data[].attributes.body
1. ADIB DENI BIN RAZALI (2024208822)

2. MOHD NAQQUIB BIN NURUL HAFIZ (2024680876)

3. MUHAMMAD AMIRUL BIN ZAINI (2024434066)

4. WAN HAIKAL BIN WAN SAKRI (2024242966)

5. ⁠MUHAMAD FARHAN AIDIL BIN ABU ZAHARIN (2025332465)

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Inv537 - IMPROPER USE OF COMPANY FUNDS (CORPORATE MISCONDUCT)

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NIK HASHRI QASHRI BIN NIK KHAIROL REZA (2025198979)

NUR SAFIAH BINTI JUSOH (2025198979)

RAJA AHMAD SHAH BIN RAJA ANUAR (2025160667)

AHMAD FAHIM HAKIMI BIN NORISHAM (2025121011)

MUHAMMAD IMRAN SIDDIQ BIN MOHAMAD ZACKIR RAKESH ( 2025185141)

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Scenario 14 - Money Laundering Through Stock Transactions

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Scenario 14 - Money Laundering Through Stock Transactions

# data[].attributes.body
Group Members:

1. Airil Azman binti Md Azmani Syah (202514179)

2. Huril Ain Iman binti Muhammad Azmi (2025179881)

3. Mimi Antasha Najwa binti Hisham (2025179881)

4. Nur Ainin Sofiya binti Norazan (2025302009)

5. Nur Najihah Nabila binti Mohd Rosidi (2025156565

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INV537 Presentation Video - Money Laundering Through Stock Transactions (Scenario 14)

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Members:

1) Muhammad Danish Afiq Bin Nor Zamri (2025300439)

2) Rousil Nurnazmi Bin Rosli (2025164603)

3) Reza Rizwan Bin Mohd Izarudin (2025301381)

4) Wan Muhammad Firdaus Bin Wan Zul Khalid (2025187409)

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JBA2513C Scenario 5: Insider Trading By Research Analyst

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MEMBERS:

1. AINA ANISSA BINTI RAFIE (2025156647)

2. NURAIN ARISSA BINTI ZAIMI (2025188091)

3. NUR FARHAH YASMEEN BINTI FARRI (2025139971)

4. NUR HAWA IZZATI BINTI AHMAD SHAHANI (2025115445)

5. SHAFIQ AIMAN SYAH BIN ABDUL AHMADIL RAZMAN (2025161149)

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INV537_VIDEO PRESENTATION_SCENARIO 12 | JBA2513C

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MEMBERS:

1. AIMAN HAKIM BIN AMIRUDDIN (2024274816)

2. MUHAMMAD AMIR HAMZAH BIN NAZRUL AIDIL (2024672414)

3. MOHAMAD DEANIEL LUQMAN BIN ZAMALI (2024223692)

4. HARIS BIN MOHD NORDIN (2024691058)

5. MUHAMMAD AZHAR BIN NOR AZMAN (2024411578)

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Pump and dump scheme via telegram groups (Market Manipulation)

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Muhammad Muhaimin bin Ahmad Munir (2025129153)

Muhammad Syahmi Rifhan bin Nor Hasnan (2025199311)

Nureen Antasha Diyana binti Mazerul (2025122033)

Asma Farzana binti Abu Bakar (2025106577)

Nurul Jannah binti Asmadi (2025156555)

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INV537_VIDEO PRESENTATION_SCENARIO 13 | JBA2513D

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JBA2513D GROUP 4

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JBA2513D GROUP 8

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GROUP 3_JBA251 3C

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GROUP 5 - JBA2513C

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INV537 - IMPROPER USE OF COMPANY FUNDS (Corporate Misconduct)

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GROUP 1 JBA2513C

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GROUP 6 JBA2513C

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Group 6 JBA2513D

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INV 537 GROUP ASSIGNMENT(SCENARIO 12) (1)

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GROUP 2 JBA2513C

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GROUP 4 JBA2513C

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Assessment Type: Online Meeting

Platform: Zoom/Team

Weightage: 3% (Individual Assignment – 30%)

Marking Method: Assessed by friend using rubric checklist (Group review)

🧭 Task Overview

This week’s activity focuses on understanding the trading system in secondary market.

You will prepare an meeting video discussing the trading system in secondary market.

📝 Instructions

✅ Combine 2 group for meeting online (max of 10 students).

🎧 Record a meeting conducted using Zoom/Teams with a maximum duration of 15 minutes (refer to last minute meeting)

Your webinar must include:

✔️ A clear introduction with your name and position role in video clearly.

✔️ A progress of the previous issue stated in the previous minutes meeting

✔️ A discussion on the current issues that happend

✔️ There will be 10 roles in the webinar session consist of:

* Director

* Moderator

* Panelist from legal department (Advises on legal issues related to securities trading and market conduct.)

* Panelist from IT department (Technical operations )

* Panelist from IT department (System support)

* Panelist from financial department (Oversees settlement, manages financial risk, monitors trading transactions, and ensures accurate financial reporting in the secondary market)

* Representative from Marketing Department (Updated on company marketing strategy)

* Representative from HR Department (Report on issue of the company recruitment)

• Minute Takers

• Rapportues (Summarize key discussion)

✔️ Ensure your content is accurate, structured, and in your own words.

✔️ Use a clear, confident, and professional tone.

📤 Submission Steps

After publishing your webinar through youtube:

1. Copy your youtube link

2. Submit your link in the Mark Recording Spreadsheet provided by the lecturer

3. Submission deadline: 15 January 2026 (Thursday, Week 13)

4. Late submissions will not be graded

⚠️ Academic Integrity

All narration, interpretation, and explanation must be your own original work. Use of AI-generated narration, plagiarism, or copying others’ content is strictly prohibited. Violations will result in mark deduction or disciplinary action under UiTM Academic Regulations

# data[].attributes.headline
MUHAMAD FARHAN AIDIL BIN ABU ZAHARIN (2025332465)

# data[].attributes.subject
MUHAMAD FARHAN AIDIL BIN ABU ZAHARIN (2025332465)

# data[].attributes.headline
MUHAMAD FARHAN AIDIL BIN ABU ZAHARIN (2025332465 JBA2513C)

# data[].attributes.subject
MUHAMAD FARHAN AIDIL BIN ABU ZAHARIN (2025332465 JBA2513C)

# data[].attributes.headline
AIN ATHIRAH BINTI AHMAD LUTFI (2025137815)

# data[].attributes.subject
AIN ATHIRAH BINTI AHMAD LUTFI (2025137815)

# data[].attributes.headline
MUHAMMAD IMAN DANISH BIN GHAZALI JBA2513D (2024240208)

# data[].attributes.subject
MUHAMMAD IMAN DANISH BIN GHAZALI JBA2513D (2024240208)

# data[].attributes.headline
NUR SUMAYYAH AQILAH NOR AZMAN JBA2513D (2025156543) 

# data[].attributes.subject
NUR SUMAYYAH AQILAH NOR AZMAN JBA2513D (2025156543) 

# data[].attributes.headline
MUHAMMAD LUTHFIL AMSYAR BIN RAZALLI (2025165507)

# data[].attributes.subject
MUHAMMAD LUTHFIL AMSYAR BIN RAZALLI (2025165507)

# data[].attributes.headline
MUHAMMAD DANISH AFIQ BIN NOR ZAMRI (2025300439)

# data[].attributes.subject
MUHAMMAD DANISH AFIQ BIN NOR ZAMRI (2025300439)

# data[].attributes.headline
Nur Asymizatulizlen binti Ruslan (2024284076) 

# data[].attributes.subject
Nur Asymizatulizlen binti Ruslan (2024284076) 

# data[].attributes.headline
AMIR ASHRAAF BIN EFFENDY (2024230156) JBA2513D

# data[].attributes.subject
AMIR ASHRAAF BIN EFFENDY (2024230156) JBA2513D

# data[].attributes.headline
MUHAMMAD MUHAIMIN BIN AHMAD MUNIR (2025129153)

# data[].attributes.subject
MUHAMMAD MUHAIMIN BIN AHMAD MUNIR (2025129153)

# data[].attributes.headline
AIRIL AZMAN BIN MD AZMANI SYAH (2025141179)

# data[].attributes.subject
AIRIL AZMAN BIN MD AZMANI SYAH (2025141179)

# data[].attributes.headline
MOHAMED HAZEEQ ALI RAHIMI BIN MOHAMED RAHIM JBA2513D (2025300943)

# data[].attributes.subject
MOHAMED HAZEEQ ALI RAHIMI BIN MOHAMED RAHIM JBA2513D (2025300943)

# data[].attributes.headline
MUHAMMAD DANISH AIMAN BIN MOHD AZMI (2025117877)

# data[].attributes.subject
MUHAMMAD DANISH AIMAN BIN MOHD AZMI (2025117877)

# data[].attributes.headline
SHAFIQ AIMAN SYAH BIN ABDUL AHMADIL RAZMAN 2025161149

# data[].attributes.subject
SHAFIQ AIMAN SYAH BIN ABDUL AHMADIL RAZMAN 2025161149

# data[].attributes.headline
NUR FARHANI ADLINA BINTI MOHD SHAHRULIZAM (2025121205)

# data[].attributes.subject
NUR FARHANI ADLINA BINTI MOHD SHAHRULIZAM (2025121205)

# data[].attributes.headline
MUHAMMAD HAZIQ AIMAN BIN MD HUSAIFI (2025142015)

# data[].attributes.subject
MUHAMMAD HAZIQ AIMAN BIN MD HUSAIFI (2025142015)

# data[].attributes.headline
WAN FARAH NURINA BINTI WAN AHMADI (2025139875)

# data[].attributes.subject
WAN FARAH NURINA BINTI WAN AHMADI (2025139875)

# data[].attributes.headline
NUR AFIQAH INSYIRAH BINTI ZULKIFLI (2025178885)

# data[].attributes.subject
NUR AFIQAH INSYIRAH BINTI ZULKIFLI (2025178885)

# data[].attributes.headline
HUTIL AIN IMAN BINTI MUHAMMAD AZMI 2025566425

# data[].attributes.subject
HUTIL AIN IMAN BINTI MUHAMMAD AZMI 2025566425

# data[].attributes.headline
NEILY EIZZA ARISSA BINTI FIRDAUS EFFENDY 2025132935

# data[].attributes.subject
NEILY EIZZA ARISSA BINTI FIRDAUS EFFENDY 2025132935

# data[].attributes.headline
NUR FARHAH YASMEEN BINTI FARRI 2025139971

# data[].attributes.subject
NUR FARHAH YASMEEN BINTI FARRI 2025139971

# data[].attributes.headline
NUR HAWA IZZATI BINTI AHMAD SHAHANI 2025115445

# data[].attributes.subject
NUR HAWA IZZATI BINTI AHMAD SHAHANI 2025115445

# data[].attributes.body
WAN MUHAMMAD FIRDAUS BIN WAN ZUL KHALID 2025187409

# data[].attributes.headline
MUHAMMAD SYAHMI RIFHAN BIN NOR  HASNAN (2025199311)

# data[].attributes.subject
MUHAMMAD SYAHMI RIFHAN BIN NOR  HASNAN (2025199311)

# data[].attributes.headline
MUHAMMAD AZHAR BIN NOR AZMAN (2024411578) JBA2513D

# data[].attributes.subject
MUHAMMAD AZHAR BIN NOR AZMAN (2024411578) JBA2513D

# data[].attributes.body
2025179881

# data[].attributes.headline
NUR MYRA MELISSA BINTI MAT SALAHUDIN | 2025180637

# data[].attributes.subject
NUR MYRA MELISSA BINTI MAT SALAHUDIN | 2025180637

# data[].attributes.headline
REZA RIZWAN BIN MOHD IZARUDDIN 2025301381

# data[].attributes.subject
REZA RIZWAN BIN MOHD IZARUDDIN 2025301381

# data[].attributes.headline
NUR NAJIHAH NABILA BINTI MOHD ROSIDI (2025156565)

# data[].attributes.subject
NUR NAJIHAH NABILA BINTI MOHD ROSIDI (2025156565)

# data[].attributes.headline
NUREEN ANTASHA DIYANA BINTI MAZERUL (2025122003) 

# data[].attributes.subject
NUREEN ANTASHA DIYANA BINTI MAZERUL (2025122003) 

# data[].attributes.headline
AHMAD FAHIM HAKIMI BIN NORISHAM (2025121011) 3D

# data[].attributes.subject
AHMAD FAHIM HAKIMI BIN NORISHAM (2025121011) 3D

# data[].attributes.headline
ASMA FARZANA BINTI ABU BAKAR (2025106577)

# data[].attributes.subject
ASMA FARZANA BINTI ABU BAKAR (2025106577)

# data[].attributes.headline
 NUR AININ SOFIYA BINTI NORAZAN JBA2513D (2025302009)

# data[].attributes.subject
 NUR AININ SOFIYA BINTI NORAZAN JBA2513D (2025302009)

# data[].attributes.headline
NUR SAFIYA QAIRINA BINTI MOHD ZAMANI (2025115943) JBA2513C

# data[].attributes.subject
NUR SAFIYA QAIRINA BINTI MOHD ZAMANI (2025115943) JBA2513C

# data[].attributes.headline
RAJA AHMAD SHAH BIN RAJA ANUAR (2025160667)

# data[].attributes.subject
RAJA AHMAD SHAH BIN RAJA ANUAR (2025160667)

# data[].attributes.headline
MUHAMMAD AMIR HAMZAH BIN NAZRUL AIDIL (2024672414) JBA2513D

# data[].attributes.subject
MUHAMMAD AMIR HAMZAH BIN NAZRUL AIDIL (2024672414) JBA2513D

# data[].attributes.headline
NUR NATASYA NAZIRA BINTI MOHD NAZRI (2025189841)

# data[].attributes.subject
NUR NATASYA NAZIRA BINTI MOHD NAZRI (2025189841)

# data[].attributes.headline
NIK HASHRI QASHRI BIN NIK KHAIROL REZA JBA2513D (2025111141)

# data[].attributes.subject
NIK HASHRI QASHRI BIN NIK KHAIROL REZA JBA2513D (2025111141)

# data[].attributes.headline
🎯 WEEK 11 – GameShow Securities Listing in Malaysia

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🎯 WEEK 11 – GameShow Securities Listing in Malaysia

# data[].attributes.body
Topic: Chapter 7 – Securities Listing in Malaysia
Assessment Type: Interactive Quiz
Platform: WORDWALL
Weightage: 1% (Individual Assignment – 30%)
Marking Method: Auto-marked via platform

🧭 Task Overview

This week’s activity focuses on Securities Listing in Malaysia governing the financial industry.

This activity is designed as a gamified learning experience using Wordwall to enhance engagement and understanding.

📝 Instructions

1. Click the link below to access the quiz:
https://wordwall.net/play/84433/884/422

2. Complete the quiz individually within the assigned week (Week 11).

3. Ensure all questions are answered before submission — late or incomplete attempts will not be graded.

4. The system will auto-mark your responses and show your score immediately upon completion.

5. Take a clear screenshot of your result page showing:

Your name, and

Your score/percentage obtained.

6. Upload the screenshot evidence to the Padlet space of your respective class as proof of completion.

7. Record your marks in the Mark Recording Spreadsheet provided by the lecturer.

8. You may allows a reattempt.

⚠️ Academic Integrity

This is an individual task.
Any form of collaboration, discussion, or answer-sharing is strictly prohibited.
Violation of academic integrity will result in mark deduction or disciplinary action in accordance with UiTM’s academic regulations.

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Wordwall - Create better lessons quicker

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Gameshow quiz - A multiple choice quiz with time pressure, lifelines and a bonus round.

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Hi Students,

Please watch the video for Chapter 7 and make sure you understand the material. We have a gameshow on this topic scheduled for this coming Friday, so it's important to be prepared!

If you need any assistance or have questions while reviewing the video, feel free to drop your questions below in the chat box. I'm here to help!

Good luck and have fun!

Best,

Miss Nurul

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🧭 WEEK 10: TikTok Explainer — IOSCO & Securities Commission Malaysia

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🧭 WEEK 10: TikTok Explainer — IOSCO & Securities Commission Malaysia

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📚 Topic : IOSCO

🎯 Weightage: 2% (TikTok + Peer Review)

🗓️ Timeline

📌 Assigned: Friday, 19 December 2025
📌 Submission Deadline: Wednesday, 31 December 2025 (11.59 PM)
📌 Peer Review Deadline: Thursday, 1 January 2026 (11.59 PM)

🎯 Task Objective

This task evaluates students’ ability to communicate international securities regulation clearly and effectively by explaining why IOSCO membership is important to the Securities Commission Malaysia (SC).

🎥 Task Instructions (TikTok Video)

1. Create a TikTok video (maximum 60 seconds) answering:

“Why is the Securities Commission Malaysia (SC) a member of IOSCO, and what are the benefits of this membership?”

2. Your face must be clearly visible throughout the video.
Slides-only, voice-over-only, or AI avatars are not allowed.

3. The video must clearly explain:

What IOSCO is

Why SC Malaysia is a member of IOSCO

At least five (5) benefits of IOSCO membership to SC Malaysia

4. The explanation must be accurate, well-structured, and suitable for public education.

📲 Submission Requirements

1. Upload the video to your own TikTok account (Public).

2. Use all mandatory hashtags:

#IOSCO
#SecuritiesCommissionMalaysia
#SecuritiesLaw
#INV537
#UiTM

3. Submit the TikTok video link to Spreadsheet by the deadline.

👥 Peer Review (Checklist-Based Only)

Each student will review one (1) assigned peer’s video using the checklist below.

⚠️ Incomplete peer review = 0 mark for this component.

Assessment Checklist (Tick ✔ Only)

📌 Content & Accuracy

☐ Clearly explains what IOSCO is
☐ Clearly explains why Securities Commission Malaysia (SC) is a member of IOSCO
☐ Explains at least FIVE (5) benefits of IOSCO membership to SC
☐ Uses correct securities law / regulatory terminology
☐ Information is accurate and relevant

🎤 Delivery & Presentation

☐ Student’s face visible throughout the video
☐ Clear voice and confident delivery
☐ Explanation is well-structured and easy to understand
☐ Video duration within 60 seconds

🎨 Creativity & Public Engagement

☐ Creative and engaging presentation
☐ Content suitable for public education

❤️ TikTok Likes (Engagement)

☐ 50 likes and above → 5
☐ 30–49 likes → 4
☐ 10–29 likes → 3
☐ Below 10 likes → 2
☐ 0–1 like → 1

📲 Compliance

☐ TikTok video set to Public
☐ All required hashtags used
☐ TikTok link accessible on Spreadsheet

📌 Important Notes

Academic accuracy overrides popularity. Incorrect content will be penalised regardless of likes.

Videos exceeding 60 seconds may receive reduced marks.

Artificial engagement (buying likes) results in zero mark.

⚠️ Academic Integrity

This is an individual assessment.
Any form of collaboration, discussion, or answer-sharing is strictly prohibited.
Academic misconduct will result in mark deduction or disciplinary action in accordance with UiTM Academic Regulations.

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Get access to files anywhere through secure cloud storage and file backup for your photos, videos, files and more with Google Drive.

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Topic: Why Enforcement Matters: Lessons from SC Cases

Assessment Type: Reflective Podcast
Platform: PODBEAN
Weightage: 5% (Individual Assignment – 30%)
Marking Method: Assessed using rubric checklist

🧭 Task Overview

This week’s activity requires you to analyse real enforcement cases investigated by the Securities Commission Malaysia (SC).
You must select three cases only, taken from:

SC Annual Report 2024, and/or

SC’s official website: Enforcement Actions & Media Releases (latest updates)

Your three cases must fall under any of the following breach categories:

Market Manipulation

Misleading Disclosures / False Statements

Unlicensed Activities

(please choose only 1 category)

Your task is to prepare an individual reflective podcast summarising these cases and explaining why enforcement is essential in protecting investors and ensuring market integrity.

📝 Instructions

🎧 Record a podcast using Podbean (maximum duration: 7 minutes)

Your podcast must include:

✔️ 1. Introduction

Full name and student ID

A clear opening statement highlighting the theme of enforcement

✔️ 2. Why the SC Enforces the Law

Provide a brief explanation of the purpose of enforcement in Malaysia’s capital market, such as:

protecting investors,

maintaining transparency,

preventing misconduct,

sustaining confidence in the financial system.

✔️ 3. Summary of SC Cases (2024 & Website Updates)

Select any 1 enforcement cases from the required sources.

For that case, you must include:

Case overview (what happened)

Breach category (Market Manipulation / Misleading Disclosures / Unlicensed Activities)

Relevant legal provision (e.g., CMSA 2007 sections)

SC enforcement action taken

(You must identify the key issues and insights on your own. No examples are provided.)

✔️ 4. Reflection

Provide a personal reflection by addressing:

what these cases reveal about ethics and professional behaviour,

the importance of compliance in finance,

the responsibility of future financial professionals to uphold integrity.

Your reflection must be thoughtful and written in your own words.

✔️ 5. Professional Delivery

Use a clear, confident tone

Ensure logical structure

Avoid reading word-for-word; speak naturally

📤 Submission Steps

1. Publish your podcast on Podbean

2. Copy your podcast link

3. Submit your link in the Mark Recording Spreadsheet

4. 📅 Deadline: 17 December 2025 (Tuesday, Week 10)

5. ⛔ Late submissions will not be graded

⚖️ References

You may refer to:

SC Annual Report 2024 – Enforcement Section

SC Official Website → Enforcement Actions / Press Releases

Capital Markets and Services Act 2007 (CMSA 2007)

⚠️ Academic Integrity

This is an individual reflective assignment.
All narration, case summaries, and reflections must be your own original work.
AI-generated voice narration, plagiarism, or copying other students’ content is strictly prohibited.

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Topic: Breaches Investigated by the Securities Commission (SC)

Assessment Type: Reflective Podcast
Platform: PODBEAN
Weightage: 5% (Individual Assignment – 30%)
Marking Method: Assessed by lecturer using rubric checklist

🧭 Task Overview

This week’s activity focuses on understanding the types of breaches actively investigated by the Securities Commission Malaysia (SC), based on Chart 1 from the SC Annual Report 2023.

You will prepare an individual reflective podcast to demonstrate your understanding of how these breaches occur, why they matter, and how they relate to the Capital Markets and Services Act 2007 (CMSA 2007).

Your reflection must show a clear understanding of the nine breach categories, as shown in the SC investigation chart provided by the lecturer:

Corporate Misconduct

Insider Trading

Securities Fraud

Market Manipulation

Disclosure Breaches

Unlicensed Activities

Money Laundering

Obstruction of Investigation

Other Related Breaches

Through this podcast, you are expected to explain why these breaches are harmful to the market, what legal provisions are involved, and what ethical lessons future financial professionals should learn.

📝 Instructions

🎧 Record a podcast using Podbean with a maximum duration of 7 minutes

Your podcast must include:

✔️ A clear introduction with your name and student ID.

✔️ A brief explanation of why the SC investigates and monitors breaches in Malaysia’s capital market.

✔️ A discussion of breach categories:

Corporate Misconduct

Insider Trading

Securities Fraud

Market Manipulation

Disclosure Breaches

Unlicensed Activities

Money Laundering

Obstruction

Other emerging breaches (e.g., crypto, ESG fraud)

✔️ An accurate explanation of the offences and relevant legal sections

(e.g., CMSA Section 188 for insider trading, Section 176 for manipulation, Section 369 for disclosure breaches)

✔️ A personal reflection on:

what these breaches reveal about ethics,

the importance of compliance,

the responsibility of financial professionals to maintain integrity.

✔️ Ensure your content is accurate, structured, and in your own words.

✔️ Use a clear, confident, and professional tone.

You may speak in English or a mix of English and Malay if needed for clarity.

📤 Submission Steps

After publishing your podcast on Podbean:

1. Copy your podcast link

2. Submit your link in the Mark Recording Spreadsheet provided by the lecturer

3. Submission deadline: 10 December 2025 (Tuesday, Week 9)

4. Late submissions will not be graded

⚖️ References

You may refer to:

Capital Markets and Services Act 2007 (CMSA 2007)

Securities Commission Act 1993 (SCA 1993)

Financial Services Act 2013 (FSA 2013)

Securities Commission Malaysia – Investigation Sections

SC Annual Report 2023 – Chart 1 (Types of Active Investigation Cases)

⚠️ Academic Integrity

This is an individual reflective task.
All narration, interpretation, and explanation must be your own original work.
Use of AI-generated narration, plagiarism, or copying others’ content is strictly prohibited.
Violations will result in mark deduction or disciplinary action under UiTM Academic Regulations.

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Topic: Enforcement by the Securities Commission (SC)
Assessment Type: Reflective Podcast
Platform: PODBEAN
Weightage: 5% (Individual Assignment – 30%)
Marking Method: Assessed by lecturer using rubric checklist

🧭 Task Overview

This week’s activity focuses on understanding the enforcement framework and penalties imposed by the Securities Commission Malaysia (SC).
You will prepare an individual reflective podcast to demonstrate your understanding of how enforcement promotes ethical behaviour, market discipline, and investor confidence.

Your reflection must show a clear understanding of the four enforcement categories and their corresponding penalties, as shown in the SC enforcement chart provided by the lecturer:

1. Administrative Actions

2. Civil Actions & Regulatory Settlements

3. Criminal Prosecutions

4. Cases Compounded

Through this podcast, you are expected to explain why SC enforcement is necessary, what penalties are imposed, and what ethical lessons financial professionals can learn from these actions.

📝 Instructions

1. Record a podcast using Podbean with a maximum duration of 7 minutes (shorter recordings are encouraged if they are clear and impactful).

2. Your podcast must include:

A clear introduction with your name and student ID.

A brief explanation of why the SC enforces financial laws in Malaysia.

Discussion of at least two enforcement categories of your choice (e.g., Administrative & Civil, Civil & Criminal, etc.).

Accurate explanation of offences and penalties under those categories (e.g., reprimand, restitution, fines, imprisonment, compounding).

A personal reflection on what these penalties teach about ethics, accountability, and compliance.

3. Ensure your content is accurate, structured, and in your own words.

4. Use a clear, confident, and professional tone. You may speak in English or a mix of English and Malay if needed for clarity.

5. After publishing your podcast on Podbean, copy your podcast link.

6. Submit your Podbean link in the Mark Recording Spreadsheet provided by the lecturer.

7. Submission deadline: 2 December 2025 (Tuesday, Week 8).

8. Please refer to the rubric in the spreadsheet before starting the task to understand the assessment criteria and expected performance standards.

9. Late submissions will not be graded.

⚖️ References

Capital Markets and Services Act 2007 (CMSA 2007)

Securities Commission Act 1993 (SCA 1993)

Financial Services Act 2013 (FSA 2013)

Securities Commission Malaysia – Enforcement Section (Common Offences and Penalties)

⚠️ Academic Integrity

This is an individual reflective task.
All narration, interpretation, and explanation must be your own original work.
Use of AI-generated narration, plagiarism, or copying others’ content is strictly prohibited.
Violations will result in mark deduction or disciplinary action in accordance with UiTM Academic Regulations.

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MUHAMMAD IMRAN SIDDIQ BIN MOHAMAD ZACKIR RAKESH (2025185141)

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MUHAMMAD IMRAN SIDDIQ BIN MOHAMAD ZACKIR RAKESH (2025185141)

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MUHAMMAD IMRAN SIDDIQ BIN MOHAMAD ZACKIR RAKESH (2025185141)

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MUHAMMAD IMRAN SIDDIQ BIN MOHAMAD ZACKIR RAKESH (2025185141)

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AIRIL AZMAN BIN MD AZMANI SYAH (2025141179)

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AIRIL AZMAN BIN MD AZMANI SYAH (2025141179)

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Nur Asymizatulizlen binti Ruslan 2024284076

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Nur Asymizatulizlen binti Ruslan 2024284076

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2025115445   NUR HAWA IZZATI BINTI AHMAD SHAHANI

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2025115445   NUR HAWA IZZATI BINTI AHMAD SHAHANI

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MUHAMAD FARHAN AIDIL BIN ABU ZAHARIN (2025332465) 

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MUHAMAD FARHAN AIDIL BIN ABU ZAHARIN (2025332465) 